The Series 6 is a licensing examination that you must pass to be entitled to sell mutual funds and variable annuities to investors.
The examination, which is administered by NASD, is a 100-question multiple choice test that puts primary emphasis on knowledge of the products plus the securities and tax regulations that apply.
Anyone taking the exam must be sponsored by either an NASD member firm or an industry self-regulatory organization (SRO).
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- agent, broker, Buyer\'s agent, NASD, registered representative, Series 63, Series 7, Suitability rules
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