An agent of issuer is an individual who represents the issuer in effecting (or attempting o effect) purchases or sales of an issuer's securities. An agent of issuer must be a natural person (i.e. an individual) and not a corporation or other business entity.
- Browse Related Terms: agent, agent of issuer, branch office, securities, broker-dealer, investment adviser, investment adviser agent, Issuer, registration by coordination, registration by qualification, regulation a, Regulation D, small corporate offering registration (scor) (see registration by qualification), Underwriter